Senior Auditor II- Investment Services
United States
ID: 32203
Job Description
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.
With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.
We’re seeking a future team member for the role of Senior Auditor II to join our Investment Services team. This role is available remote or hybrid if near a major strategic BNY Mellon office.
In this role, you’ll make an impact in the following ways:
Leads or performs audit related activities and works as a team member on audit assignments.
Knowledge and experience in capital markets, including fixed income & equity, B/D compliance, swap dealer, FX trading, securities finance, liquidity/collateral segregation services, lending products, credit risk, market risk etc. preferred.
Leads risk-focused fieldwork, in accordance with Internal Audit policies, methodologies, and standards in order to identify meaningful issues, risks and other exposures in the area of the company being audited.
Draws on extensive experience and/or specialist skills (e.g. technology, advanced operational knowledge, modeling, or experience, etc.) to plan and deliver audits.
Specialists (modelers, IT Audit, programming, Professional Practices, etc.) may have different specific requirements but all roles involve management and problem solving with little day-to-day oversight.
Applies advanced analytical problem-solving skills and leads others in solving complex issues and identifying innovative solutions.
In such cases, contributes technical or specialized skills sets or business knowledge not readily available elsewhere in the department to solve audit issues.
Identifies inconsistencies with the control environment, regulatory requirements and best practices and initiates the development of a structure or solution to address the issue(s).
Identifies opportunities for the use of automation and actively takes part in advancing recommendations for software support requests.
No direct reports. Demonstrates leadership through work guidance and training of less experienced peers and through advice to assigned clients.
May lead others on discrete projects or mentor team members.
Job scope is limited to the accuracy and quality of incumbent's own work.
Contributes to the achievement of team goals.
May have project-level resource responsibilities (e.g., human resources, budgeting, etc.).
Modified based upon local regulations/requirements.
To be successful in this role, we’re seeking the following:
Bachelor's degree or equivalent combination of education and work experience required.
Degree in Accounting, Finance, or relevant critical thinking specialty such as MIS, DIS, Computer Science, Mathematics preferred. Modelers - Advanced degree (PhD) in Math, Statistics, Physics, Economics or Engineering preferred.
5-7 years of total work experience preferred.
Prior experience in Audit or the relevant specialty area preferred.
Additional core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving.
Reference : Senior Auditor II- Investment Services jobs
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